Client Alert

Client Alert
SEC Clawback Policy Rules

On June 9, 2023, the SEC approved its new rules regarding “Clawback” disclosure requirements which will become effective for incentive-based compensation received on or after October 2, 2023.  These rules were mandated by Dodd-Frank and the Consumer Protection Act almost

by Elyse Hoffmann

Continue Reading
July 11, 2023
Client Alert
Client Alert – SEC Pay Versus Performance Disclosure Rules

The SEC announced its new rules regarding pay versus performance disclosure requirements on August 25, 2022. These rules were mandated by Dodd-Frank and the Consumer Protection Act almost 13 years ago. The new rules (Item 402(v) in the proxy statement)

by Elyse Hoffmann

Continue Reading
April 26, 2023